Independent AML/CFT Framework Assessment
Independent evaluation tailored to your regulatory challenges
We conduct independent assessments of your Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) framework, tailored to your specific challenges, organizational structure and regulatory obligations. Regardless of the chosen approach, our assessment is grounded in regulatory requirements, supervisory expectations and market best practices, and results in a structured report with findings, risk analysis and actionable recommendations.
Three assessment approaches to meet your needs
An AML/CFT diagnostic
Providing a comprehensive, rapid and objective view of your framework's maturity and adequacy
An independent audit of our AML/CFT
Of all or part of your AML/CFT framework, focused on a specific scope (risk mapping, customer due diligence, reporting, governance, controls, tools, etc.) or covering the entire compliance framework
An outsourced periodic AML/CFT
more in-depth, aimed at independently testing compliance, operational effectiveness and robustness of implemented controls
What this generally includes:
- Review of AML/CFT documentation and control framework
- Analysis of governance and risk mapping
- Assessment of KYC, due diligence and reporting systems
- Operational compliance testing on files and transactions
- Independent report with recommendations and action plan
